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Annual Fee Information for 2019
Warning: Annual fees are not refunded. Please file the annual fee exclusion for all individuals who will no longer continue on with registration after December 31
. The filing must be made to all applicable jurisdictions before December 31
to avoid annual fee charges.
To determine and notify the OSC regarding participation fees payable, go to
and submit the applicable online form 13-502F4 or 13-503F1. All late filing fees will be incurred if the applicable form is filed after December 1
NRD will be unavailable during the Annual Fee process as follows:
Preliminary Annual Fee Calculation: December 1
, 1:00 AM - 9:00 AM ET
Final Annual Fee Payment: December 31
, 3:00 PM - January 1
, 6:00 AM ET
Refer to the annual fee news item for additional information.
for previous news updates.