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Multilateral Instrument 13-102 System Fees

Effective June 9, 2023, the CSA repealed and replaced Multilateral Instrument 13-102 System Fees for SEDAR and NRD to implement a flat-fee model, rather than the current model where system fees are based on the number of jurisdictions where documents are filed. The model has been designed to reflect the costs of using the new system, allow for future enhancements, and reduce the administrative burden for market participants. NRD and NRD enrolment forms have been updated to reflect the new system fee structure, which include the elimination of NRD enrolment fees. For more information, refer to NRD Enrolment and NRD System Fees sections on the NRD Information Site.

Canadian Investment Regulatory Organization (formerly New Self-Regulatory Organization of Canada)

Canada's provincial and territorial securities regulators recognized the New Self-Regulatory Organization of Canada (New SRO) effective January 1, 2023. New SRO subsequently changed its name to the Canadian Investment Regulatory Organization (CIRO) on June 1, 2023. The CIRO consolidates the functions of the Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA). For additional information, refer to NRD Information Site.

CSA Service Desk Notice: Phishing Scam

The Canadian Securities Administrators (CSA) regularly monitor for potential threats or scams put forth by cybercriminals to better protect against unauthorized access such as phishing scams.

Should you receive a suspicious e-mail claiming to be from the CSA please contact us at
CSA-ACVM-Secretariat@acvm-csa.ca, if you clicked a link, or you are concerned that your account(s) have been compromised, the CSA recommends you change your email and login passwords.

When we are made aware of a specific incident, the cybersecurity team and other experts at the CSA work quickly to address the issue.


CSA Service Desk Notice: NRD Enrolment

Effective July 31, 2023, the normal NRD enrolment process will be restored and the CSA Service Desk will no longer accept the enrolment forms via email.  For firm enrolment, refer to NRD Enrolment section on the NRD Information Site.

Should you have any questions about the enrolment process, please contact the CSA Service Desk at 1-800-219-5381 or email to
csaops@cgi.com.

There is no change to filing individual submissions on NRD.


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